SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Hance Robert B

(Last) (First) (Middle)
100 ABBOTT PARK ROAD

(Street)
ABBOTT PARK IL 60064-6400

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ABBOTT LABORATORIES [ ABT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common shares without par value 12/29/2006 G V 100 D $0 90,827 D
Common shares without par value 01/29/2007 M 4,907 A $27.4328 95,734 D
Common shares without par value 01/29/2007 M 85 A $31.427 95,819 D
Common shares without par value 01/29/2007 M 2,875 A $34.7727 98,694 D
Common shares without par value 01/29/2007 F 4,513 D $52.55 94,181 D
Common shares without par value 01/30/2007 M 6,275 A $34.7727 100,456 D
Common shares without par value 01/30/2007 M 1,488 A $39.0393 101,944 D
Common shares without par value 01/30/2007 F 6,059 D $52.66 95,885 D
Common shares without par value 01/31/2007 S 1,704 D $52.897 94,181 D
Common shares without par value 5,679(1) I Profit sharing trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)(2) $27.4328 01/29/2007 M 4,907 02/14/2000 02/13/2007 Common shares 4,907 $0 0 D
Option (right to buy)(2) $31.427 01/29/2007 M 85 06/30/2000 06/29/2007 Common shares 85 $0 0 D
Option (right to buy)(2) $34.7727 01/29/2007 M 2,875 02/13/2001 02/12/2008 Common shares 2,875 $0 6,275 D
Option (right to buy)(2) $52.55 01/29/2007 A 1,902 07/30/2007 02/12/2008 Common shares 1,902 $0 1,902 D
Option (right to buy)(2) $34.7727 01/30/2007 M 6,275 02/13/2001 02/12/2008 Common shares 6,275 $0 0 D
Option (right to buy)(2) $39.0393 01/30/2007 M 1,488 06/30/2001 06/29/2008 Common shares 1,488 $0 1 D
Option (right to buy)(2) $52.66 01/30/2007 A 4,842 07/31/2007 02/12/2008 Common shares 4,842 $0 4,842 D
Option (right to buy)(2) $52.66 01/30/2007 A 1,217 07/31/2007 06/29/2008 Common shares 1,217 $0 1,217 D
Explanation of Responses:
1. Balance in the Abbott Laboratories Stock Retirement Trust as of January 31, 2007.
2. Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3.
John Berry, Attorney-in-Fact for Robert B. Hance 02/01/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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