SEC Filing | Abbott Laboratories

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Patton Donald V JR

(Last)

(First)

(Middle)

100 ABBOTT PARK ROAD

(Street)

ABBOTT PARK

60064-6400

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/16/2007

3. Issuer Name and Ticker or Trading Symbol
ABBOTT LABORATORIES [ ABT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Senior Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common shares without par value	39,507	D
Common shares without par value	11,869⁽¹⁾	I	Profit Sharing Trust

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Option (right to buy)⁽²⁾	02/13/2001	02/12/2008	Common shares	1,762	34.77	D
Option (right to buy)⁽²⁾	02/12/2000	02/11/2009	Common shares	4,079	42.5	D
Option (right to buy)⁽²⁾	02/12/2001	02/11/2009	Common shares	4,079	42.5	D
Option (right to buy)⁽²⁾	02/12/2002	02/11/2009	Common shares	4,077	42.5	D
Option (right to buy)⁽²⁾	02/09/2002	02/08/2011	Common shares	6,916	45.45	D
Option (right to buy)⁽²⁾	02/09/2003	02/08/2011	Common shares	6,916	45.45	D
Option (right to buy)⁽²⁾	02/09/2004	02/08/2011	Common shares	6,916	45.45	D
Option (right to buy)⁽²⁾	12/01/2001	02/12/2008	Common shares	1,778	48.37	D
Option (right to buy)⁽²⁾	08/14/2002	02/10/2010	Common shares	9,875	52.75	D
Option (right to buy)⁽²⁾	02/15/2003	02/14/2012	Common shares	7,626	53.63	D
Option (right to buy)⁽²⁾	02/15/2004	02/14/2012	Common shares	7,625	53.63	D
Option (right to buy)⁽²⁾	02/15/2005	02/14/2012	Common shares	7,625	53.63	D
Option (right to buy)⁽²⁾	02/14/2004	02/13/2013	Common shares	1	33.23	D
Option (right to buy)⁽²⁾	02/14/2005	02/13/2013	Common shares	6,916	33.23	D
Option (right to buy)⁽²⁾	02/14/2006	02/13/2013	Common shares	6,916	33.23	D
Option (right to buy)⁽²⁾	12/19/2003	02/10/2010	Common shares	5,618	43.7	D
Option (right to buy)⁽²⁾	12/19/2003	02/12/2008	Common shares	4,921	43.7	D
Option (right to buy)⁽²⁾	08/19/2005	02/13/2013	Common shares	5,870	42.29	D
Option (right to buy)⁽²⁾	02/20/2005	02/19/2014	Common shares	5,852	41.03	D
Option (right to buy)⁽²⁾	02/20/2006	02/19/2014	Common shares	5,852	41.03	D
Option (right to buy)⁽²⁾	02/20/2007	02/19/2014	Common shares	5,852	41.03	D
Option (right to buy)⁽³⁾	02/18/2006	02/17/2015	Common shares	9,667	46.34	D
Option (right to buy)⁽³⁾	02/18/2007	02/17/2015	Common shares	9,667	46.34	D
Option (right to buy)⁽³⁾	02/18/2008	02/17/2015	Common shares	9,666	46.34	D
Option (right to buy)⁽³⁾	02/17/2007	02/16/2016	Common shares	12,000	44.16	D
Option (right to buy)⁽³⁾	02/17/2008	02/16/2016	Common shares	12,000	44.16	D
Option (right to buy)⁽³⁾	02/17/2009	02/16/2016	Common shares	12,000	44.16	D
Option (right to buy)⁽³⁾	06/01/2007	02/12/2008	Common shares	912	46.77	D
Option (right to buy)⁽³⁾	06/06/2007	09/29/2009	Common shares	4,290	48.1	D
Option (right to buy)⁽³⁾	02/16/2008	02/15/2017	Common shares	11,900	52.54	D

Explanation of Responses:

1. Balance in the Abbott Laboratories Stock Retirement Trust as of April 16, 2007.

2. Employee stock options granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.

3. Employee stock options granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3.

	John A. Berry, by power of attorney for Donald V. Patton, Jr.	04/25/2007
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.