SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Schumacher Laura J

(Last) (First) (Middle)
100 ABBOTT PARK ROAD

(Street)
ABBOTT PARK IL 60064-6400

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2005
3. Issuer Name and Ticker or Trading Symbol
ABBOTT LABORATORIES [ ABT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common shares without par value 33,871 D
Common shares without par value 4,600(1) I profit sharing trust
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)(2) 02/14/1998 02/13/2007 Common shares 1,370 27.43 D
Option (right to buy)(2) 02/14/1999 02/13/2007 Common shares 1,845 27.43 D
Option (right to buy)(2) 02/14/2000 02/13/2007 Common shares 1,843 27.43 D
Option (right to buy)(2) 06/30/1999 06/29/2007 Common shares 457 31.43 D
Option (right to buy)(2) 06/30/2000 06/29/2007 Common shares 709 31.43 D
Option (right to buy)(2) 02/13/1999 02/12/2008 Common shares 1,845 34.77 D
Option (right to buy)(2) 02/13/2000 02/12/2008 Common shares 1,845 34.77 D
Option (right to buy)(2) 02/13/2001 02/12/2008 Common shares 1,842 34.77 D
Option (right to buy)(2) 02/12/2000 02/11/2009 Common shares 2,164 42.5 D
Option (right to buy)(2) 02/12/2001 02/11/2009 Common shares 2,162 42.5 D
Option (right to buy)(2) 02/12/2002 02/11/2009 Common shares 2,164 42.5 D
Option (right to buy)(2) 02/11/2002 02/10/2010 Common shares 246 32.61 D
Option (right to buy)(2) 02/11/2003 02/10/2010 Common shares 3,066 32.61 D
Option (right to buy)(2) 02/09/2002 02/08/2011 Common shares 5,143 45.45 D
Option (right to buy)(2) 02/09/2003 02/08/2011 Common shares 5,143 45.45 D
Option (right to buy)(2) 02/09/2004 02/08/2011 Common shares 5,142 45.45 D
Option (right to buy)(2) 02/15/2003 02/14/2012 Common shares 4,788 53.63 D
Option (right to buy)(2) 02/15/2004 02/14/2012 Common shares 4,788 53.63 D
Option (right to buy)(2) 02/15/2005 02/14/2012 Common shares 4,787 53.63 D
Option (right to buy)(2) 02/14/2004 02/13/2013 Common shares 5,143 33.23 D
Option (right to buy)(2) 02/14/2005 02/13/2013 Common shares 5,143 33.23 D
Option (right to buy)(2) 02/14/2006 02/13/2013 Common shares 5,142 33.23 D
Option (right to buy)(2) 09/01/2004 08/31/2013 Common shares 9,045 37.59 D
Option (right to buy)(2) 09/01/2005 08/31/2013 Common shares 9,044 37.59 D
Option (right to buy)(2) 09/01/2006 08/31/2013 Common shares 9,044 37.59 D
Option (right to buy)(2) 05/11/2004 02/13/2007 Common shares 389 39.01 D
Option (right to buy)(2) 05/14/2004 06/29/2007 Common shares 844 39.31 D
Option (right to buy)(2) 05/15/2004 02/10/2010 Common shares 2,440 41.22 D
Option (right to buy)(2) 02/20/2005 02/19/2014 Common shares 8,867 41.03 D
Option (right to buy)(2) 02/20/2006 02/19/2014 Common shares 8,867 41.03 D
Explanation of Responses:
1. Balance in the Abbott Laboratories Stock Retirement Trust as of February 28, 2005.
2. Employee stock options granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.
Remarks:
Continued on Form 3, dated March 1, 2005
John A. Berry, by power of attorney, for Laura J. Schumacher 03/09/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Exhibit 24

 

POWER OF ATTORNEY

 

 

The undersigned constitutes and appoints JOHN A. BERRY and DEBORAH K. KOENEN, and each of them individually, as the undersigned’s true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to prepare and sign any and all Securities and Exchange Commission (“SEC”) Notices of Proposed Sales of Securities pursuant to Rule 144 under the Securities Act of 1933 on Form 144, all SEC statements on Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, and any amendments to such forms, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, granting unto said attorney-in-fact and agent full power and authority to do and perform each act and thing requisite and necessary to be done under said Rule 144 and Section 16(a), as fully for all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned is no longer required to file Forms 144, 3, 4, or 5 or if earlier, until the undersigned revokes such authorization by written instructions to the attorney-in-fact.

 

 

 

Dated: March 9, 2005

 

 

 

 

 /s/ Laura J. Schumacher

 

Signature of Reporting Person

 

 

 

Laura J. Schumacher, Senior Vice President,

 

Secretary and General Counsel

 

Name and Title

 

 

 

 

 

 

 

Abbott Laboratories

100 Abbott Park Road

Abbott Park, IL 60064-6400