SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Chen Thomas F

(Last) (First) (Middle)
100 ABBOTT PARK ROAD

(Street)
ABBOTT PARK IL 60064-6400

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/24/2006
3. Issuer Name and Ticker or Trading Symbol
ABBOTT LABORATORIES [ ABT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common shares without par value 57,140 D
Common shares without par value 16,708(1) I Profit Sharing Trust
Common shares without par value 23,798(2) I By wife
Common shares without par value 2,476(2) I By self for daughter
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)(3) 02/12/2002 02/11/2009 Common shares 40,433 42.4978 D
Option (right to buy)(3) 01/18/2001 02/13/2007 Common shares 5,137 39.716 D
Option (right to buy)(3) 05/21/2001 02/12/2008 Common shares 15,202 49.4617 D
Option (right to buy)(3) 02/09/2004 02/08/2011 Common shares 53,202 45.4488 D
Option (right to buy)(3) 06/22/2002 02/10/2010 Common shares 9,686 52.2529 D
Option (right to buy)(3) 02/15/2005 02/14/2012 Common shares 53,201 53.625 D
Option (right to buy)(3) 06/03/2003 02/10/2010 Common shares 20,437 41.1445 D
Option (right to buy)(3) 02/14/2006 02/13/2013 Common shares 3,050 33.2314 D
Option (right to buy)(3) 12/06/2003 02/10/2010 Common shares 12,804 41.9715 D
Option (right to buy)(3) 02/20/2006 02/19/2014 Common shares 21,281 41.0317 D
Option (right to buy)(3) 02/20/2007 02/19/2014 Common shares 10,639 41.0317 D
Option (right to buy)(3) 10/21/2004 02/13/2013 Common shares 15,585 41.5392 D
Option (right to buy)(3) 05/10/2005 02/13/2007 Common shares 2,701 44.96 D
Option (right to buy)(3) 05/10/2005 02/10/2010 Common shares 2,223 44.96 D
Option (right to buy)(3) 05/10/2005 02/12/2008 Common shares 2,283 44.96 D
Option (right to buy)(3) 05/10/2005 02/12/2008 Common shares 18,444 44.96 D
Option (right to buy)(4) 02/18/2006 02/17/2015 Common shares 11,600 46.34 D
Option (right to buy)(4) 02/18/2007 02/17/2015 Common shares 11,600 46.34 D
Option (right to buy)(4) 02/18/2008 02/17/2015 Common shares 11,600 46.34 D
Option (right to buy)(4) 11/26/2005 02/13/2013 Common shares 14,418 48.67 D
Option (right to buy)(4) 08/15/2006 02/13/2013 Common shares 12,441 42.83 D
Option (right to buy)(4) 02/17/2007 02/16/2016 Common shares 12,000 44.16 D
Option (right to buy)(4) 02/17/2008 02/16/2016 Common shares 12,000 44.16 D
Option (right to buy)(4) 02/17/2009 02/16/2016 Common shares 12,000 44.16 D
Explanation of Responses:
1. Balance in the Abbott Laboratories Stock Retirement Trust as of April 28, 2006.
2. Reporting person disclaims beneficial ownership of securities held by his wife and daughter.
3. Employee stock options granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.
4. Employee stock options granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3.
John A. Berry by power of attorney for Thomas F. Chen 05/01/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.