SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Warmuth Michael J

(Last) (First) (Middle)
100 ABBOTT PARK ROAD

(Street)
ABBOTT PARK IL 60064-6400

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/15/2008
3. Issuer Name and Ticker or Trading Symbol
ABBOTT LABORATORIES [ ABT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common shares without par value 34,979 D
Common shares without par value 23(1) I Profit Sharing Trust
Common shares without par value 72(2) I Held by spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)(3) 02/16/2010 02/15/2017 Common shares 8,933 52.54 D
Option (right to buy)(3) 02/15/2009 02/14/2018 Common shares 8,500 55.56 D
Option (right to buy)(3) 02/15/2010 02/14/2018 Common shares 8,500 55.56 D
Option (right to buy)(3) 02/15/2011 02/14/2018 Common shares 8,500 55.56 D
Option (right to buy)(3) 09/28/2008 02/11/2009 Common shares 4,514 54.03 D
Option (right to buy)(3) 09/28/2008 02/13/2013 Common shares 4,540 54.03 D
Option (right to buy)(3) 03/05/2009 02/13/2013 Common shares 2,649 57.93 D
Explanation of Responses:
1. Balance in the Abbott Laboratories Stock Retirement Trust as of December 19, 2008.
2. The reporting person disclaims beneficial ownership of all securities held by his spouse.
3. Employee stock options granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
Remarks:
Form 2 of 2 DerivativeTable
John A. Berry, by power of attorney for Michael J. Warmuth 12/23/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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